Protection of Your Investments
ASD is a member of the Securities Investor Protection Corporation (SIPC), which protects each customer’s account for up to $500,000, including up to $100,000 in cash balances. (Explanatory brochure available upon request, or at http://www.sipc.org).

There is additional protection of our customer’s accounts through our clearing agreement with Ridge Clearing a Leading Clearing firm in the industry, your assets are held at one of the largest financial institutions.

 

To view our Privacy Policy and Securities, click here.
To view our Business Continuity Information, click here.